Insider Trading lawyer Fairfax: Federal securities fraud under 15 U.S.C. § 78j(b) and SEC Rule 10b-5 carries up to 20 years in federal prison. Law Offices Of SRIS, P.C. has 4,739+ firm-wide results with a 93%+ favorable outcome rate. Former prosecutors on staff. Consultation by appointment.
Insider Trading Lawyer Fairfax, VA — What Are Your Legal Options?
Understanding Insider Trading Under Federal Law
Last verified: April 2026 | Fairfax County General District Court | Fairfax County General District Court
Insider trading is defined under the Securities Exchange Act of 1934, specifically 15 U.S.C. § 78j(b) and SEC Rule 10b-5. The law prohibits trading securities based on material, non-public information in breach of a fiduciary duty. The SEC and U.S. Department of Justice jointly enforce these statutes. A conviction carries up to 20 years imprisonment per count, criminal fines up to $5 million for individuals, and substantial civil penalties. The SEC routinely seeks disgorgement of profits plus prejudgment interest. Cases are prosecuted in federal court, typically the U.S. District Court for the Eastern District of Virginia (Alexandria Division).
Official Legal References
Review the official statutes: 15 U.S.C. § 78j(b) (SEC Rule 10b-5) and the SEC Rule 10b-5. For federal court procedures, see the U.S. District Court for the Eastern District of Virginia.
Insider Trading Defense: Local Procedural Edge
In Fairfax County, federal insider trading cases are investigated by the FBI and SEC and prosecuted by the U.S. Attorney’s Office for the Eastern District of Virginia (EDVA). EDVA is known as the “rocket docket” for its fast trial schedules. The government typically builds cases through grand jury subpoenas, witness interviews, and trading pattern analysis. Early intervention before charges are filed can significantly affect outcomes.
- Step 1: Preserve all documents and communications immediately upon receiving a subpoena or target letter.
- Step 2: Do not speak to investigators without counsel present. Assert your right to remain silent.
- Step 3: Retain a federal securities defense lawyer with experience in EDVA procedures.
- Step 4: Conduct an internal investigation to identify potentially problematic trades or communications.
- Step 5: Evaluate cooperation opportunities with the government, including proffers and immunity agreements.
- Step 6: Prepare for potential grand jury testimony or indictment, including pretrial motions practice.
In Fairfax County, insider trading carries up to 20 years federal prison per count, fines up to $5 million, and SEC civil penalties.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Insider Trading (15 U.S.C. § 78j(b)) | Federal Felony | Up to 20 years per count | Up to $5 million (criminal); disgorgement + civil penalties (SEC) | Potential SEC bar from securities industry | Forfeiture of assets; supervised release; reputational harm |
Results may vary. Prior results do not guarantee a similar outcome.
Why Choose Law Offices Of SRIS, P.C. for Insider Trading Defense?
Founded in 1997 by former prosecutor Mr. Sris, Law Offices Of SRIS, P.C. brings over 120 years of combined legal experience. Our team includes former federal prosecutors who understand how the SEC and DOJ build insider trading cases. With 4,739+ documented case results firm-wide and a 93%+ favorable outcome rate, we provide strong federal criminal defense representation. Mr. Sris personally amended Va. Code § 20-107.3, demonstrating his ability to effect change at the highest levels of law. Our firm handles complex federal securities matters with a case-specific approach.
Bryan Block, Defense Attorney at Law Offices Of SRIS, P.C. — Licensed in VA. Former Virginia State Trooper (15 years). View Bryan Block’s Profile
Matthew Greene, Senior Defense Attorney at Law Offices Of SRIS, P.C. — Licensed in VA. 30+ years criminal defense. Death penalty certified (formerly). View Matthew Greene’s Profile
Case Results
Law Offices Of SRIS, P.C. has 4,739+ documented case results firm-wide across Virginia, Maryland, New Jersey, New York, and Washington D.C., with a 93%+ favorable outcome rate. Our federal criminal defense team has handled complex securities fraud investigations and prosecutions. Results may vary. Prior results do not guarantee a similar outcome.
Fairfax County Insider Trading Lawyer Near You
Our Fairfax location is minutes from the Fairfax County General District Court at 4110 Chain Bridge Road, accessible via I-66 and the Capital Beltway (I-495).
Searching for an insider trading lawyer near Fairfax? We serve Fairfax, Burke, Centreville, Chantilly, Herndon, Reston, McLean, Vienna, Tysons, Oakton, Springfield, Annandale, and the Falls Church area.
24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Law Offices Of SRIS, P.C. — Fairfax
4008 Williamsburg Court, Fairfax, VA 22032
Toll-Free: (888) 437-7747 | Local: (703) 636-5417
By appointment only. 24/7 phone consultations.
Frequently Asked Questions About Insider Trading in Fairfax County
What is insider trading under federal law?
Yes. Insider trading is trading securities based on material, non-public information in breach of a fiduciary duty, prohibited under 15 U.S.C. § 78j(b) and SEC Rule 10b-5.
What are the penalties for insider trading in Fairfax County?
Up to 20 years federal prison per count, criminal fines up to $5 million, SEC civil penalties including disgorgement of profits, and potential industry bars.
Do I need a lawyer if I receive a SEC subpoena in Fairfax?
Yes. A SEC subpoena is a serious legal matter. Contact an insider trading lawyer immediately to protect your rights and avoid self-incrimination.
Can insider trading charges be reduced or dismissed?
It depends. Early cooperation, lack of intent, or insufficient evidence may lead to reduced charges or dismissal. Each case depends on its specific facts.
How long does a federal insider trading case take in EDVA?
The Eastern District of Virginia (“rocket docket”) typically moves faster than other districts. Cases often resolve within 6-18 months from indictment to trial or plea.
Last verified: April 2026. Information current as of April 2026. Laws change — contact Law Offices Of SRIS, P.C. at (888) 437-7747 for updated guidance.