If you are under investigation for insider trading in Clarke County, federal prosecutors pursue these cases aggressively under 15 U.S.C. § 78j(b) and SEC Rule 10b-5. Law Offices Of SRIS, P.C. has 4,739+ firm-wide case results. An Insider Trading lawyer Clarke County can protect your rights immediately.
Last verified: April 2026 | Clarke County General District Court | Va. Code Title 13.1 (official Virginia General Assembly)
Insider trading is defined under federal securities law as buying or selling a security while in possession of material, non-public information in breach of a fiduciary duty or other relationship of trust and confidence. The SEC enforces these violations under Rule 10b-5, which prohibits fraud in connection with the purchase or sale of any security. A conviction can result in substantial fines and imprisonment. A securities insider trading defense lawyer Clarke County understands the federal court procedures that apply to these cases.
Relevant statutes include Va. Code Title 13.1 (Virginia Securities Act) and federal law at SEC Rule 10b-5 (official SEC website). These laws define the legal framework for securities fraud and insider trading prosecutions in Clarke County.
- Step 1: Do not speak to investigators without counsel present. Assert your right to remain silent.
- Step 2: Preserve all documents and communications related to the trades in question.
- Step 3: Contact a federal criminal defense attorney immediately to assess potential exposure.
- Step 4: Review the SEC’s theory of material non-public information and your trading history.
- Step 5: Evaluate potential defenses including lack of knowledge, no fiduciary duty, or public information.
- Step 6: Prepare for parallel SEC civil proceedings and potential DOJ criminal charges.
In Clarke County, insider trading carries federal penalties including imprisonment and fines under 15 U.S.C. § 78ff.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Insider Trading (Securities Fraud) | Federal Felony | Up to 20 years | Up to $5,000,000 (individual) | Potential SEC bar from securities industry | Disgorgement of profits; civil penalties up to three times profit |
Results may vary. Prior results do not guarantee a similar outcome.
Bryan Block, Defense Attorney at Law Offices Of SRIS, P.C. — Licensed in VA. Former Virginia State Trooper (15 years). View Bryan Block’s Profile
Matthew Greene, Senior Defense Attorney at Law Offices Of SRIS, P.C. — Licensed in VA. 30+ years criminal defense. Death penalty certified (formerly). View Matthew Greene’s Profile
Firm-wide across VA, MD, NJ, NY, and DC: 4,739+ total documented case results with a 93%+ favorable outcome rate. Results may vary. Prior results do not guarantee a similar outcome.
Our Richmond location is accessible from Clarke County courts via Route 7, Route 340, and Route 50. Insider Trading lawyer near Clarke County. Serving Berryville, Boyce. 24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
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What is the penalty for insider trading in Clarke County, Virginia?
Yes. Insider trading is a federal felony carrying up to 20 years imprisonment and fines up to $5,000,000 for individuals. Additional penalties include disgorgement of profits and SEC civil penalties up to three times the profit gained or loss avoided.
Can insider trading charges be defended in federal court?
Yes. Common defenses include lack of material non-public information, no fiduciary duty, the information was publicly available, or the defendant did not know the information was non-public. Each defense requires careful factual analysis.
How does the SEC investigate insider trading in Clarke County?
The SEC investigates through trading record analysis, communications review, and witness interviews. They look for unusual trading patterns before major announcements. A federal criminal defense attorney can help respond to SEC subpoenas.
Do I need a lawyer if the SEC contacts me about insider trading?
Yes. Do not speak to SEC investigators without counsel. Anything you say can be used in both civil SEC proceedings and criminal DOJ prosecutions. Contact a federal criminal defense attorney immediately.
What is the difference between SEC civil charges and DOJ criminal charges for insider trading?
The SEC brings civil enforcement actions seeking fines and disgorgement. The DOJ brings criminal charges seeking imprisonment. Both can proceed simultaneously. A single trading transaction can lead to parallel proceedings.
Last verified: April 2026. Information current as of April 2026. Laws change — contact Law Offices Of SRIS, P.C. at (888) 437-7747 for updated guidance.