Facing federal insider trading charges in Alexandria? Under 15 U.S.C. § 78j(b) and SEC Rule 10b-5, penalties include up to 20 years in prison and millions in fines. Law Offices Of SRIS, P.C. has handled 4,739+ documented case results firm-wide. An Insider Trading lawyer Alexandria can build your defense.
Last verified: April 2026 | Alexandria General District Court | 15 U.S.C. § 78j(b) (official U.S. Code)
Insider trading is defined under federal securities law as buying or selling a security while in possession of material, non-public information, in breach of a fiduciary duty or other relationship of trust and confidence. The SEC and U.S. Department of Justice prosecute these cases aggressively in the Eastern District of Virginia. A securities insider trading defense lawyer Alexandria understands the complex interplay between SEC regulations and criminal statutes.
Review the official statute at 15 U.S.C. § 78j(b) (Cornell LII — U.S. Code) and the U.S. District Court for the Eastern District of Virginia (official court website) for procedural rules.
- Preserve all electronic communications and trading records immediately.
- Do not speak to SEC investigators without counsel present.
- Retain an experienced federal securities defense attorney before any subpoena arrives.
- Evaluate whether a grand jury investigation has begun in the Eastern District of Virginia.
- Consider voluntary cooperation terms with the SEC to mitigate criminal referral.
- Prepare for parallel civil and criminal proceedings simultaneously.
In Alexandria, federal insider trading carries up to 20 years imprisonment per count, fines up to $5 million for individuals, and SEC disgorgement of profits.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Insider Trading (criminal) | Federal felony | Up to 20 years per count | Up to $5 million (individual) | Barred from securities industry | SEC disgorgement, civil penalties, reputational harm |
Results may vary. Prior results do not guarantee a similar outcome.
Law Offices Of SRIS, P.C. was founded in 1997 by former prosecutor Mr. Sris. The firm brings over 120 years of combined legal experience to every case. Mr. Sris personally amended Va. Code § 20-107.3 (equitable distribution statute) and has handled complex federal securities matters. The firm has documented 4,739+ case results firm-wide with a 93%+ favorable outcome rate.
Bryan Block, Defense Attorney at Law Offices Of SRIS, P.C. — Licensed in VA. Former Virginia State Trooper (15 years). View Bryan Block’s Profile
Matthew Greene, Senior Defense Attorney at Law Offices Of SRIS, P.C. — Licensed in VA. 30+ years criminal defense. Death penalty certified (formerly). View Matthew Greene’s Profile
SRIS actively practices in Alexandria federal court. Firm-wide, SRIS has handled 4,739+ documented case results with over 93% favorable outcomes. Results may vary. Prior results do not guarantee a similar outcome.
Our Arlington location serves clients at Alexandria courts (520 King Street).
Insider Trading lawyer near Alexandria — serving Alexandria, Old Town, Del Ray, Kingstowne.
24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Toll-Free: (888) 437-7747 | Local: 703-589-9250
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Q: What is the maximum penalty for insider trading in Alexandria, Virginia?
Yes. Insider trading carries up to 20 years in federal prison per count, fines up to $5 million for individuals, and mandatory disgorgement of illegal profits. The SEC also imposes civil penalties up to three times the profit gained or loss avoided.
Q: Can insider trading charges be defended in federal court?
Yes. Common defenses include lack of materiality, absence of a fiduciary duty, public availability of the information, and insufficient evidence of scienter (intent). An experienced Insider Trading lawyer Alexandria can evaluate which defense applies to your case.
Q: How long does a federal insider trading case take in Alexandria?
It depends. Under the Speedy Trial Act, trial must occur within 70 days of indictment, but complex securities cases often take 12-24 months due to extensive discovery, motions practice, and parallel SEC proceedings.
Q: Do I need a lawyer if the SEC is investigating me?
Yes. SEC investigations often precede criminal charges. Speaking to SEC investigators without counsel can waive your Fifth Amendment rights and provide evidence for a parallel criminal prosecution by the U.S. Attorney’s Office.
Q: What is the difference between SEC civil and criminal insider trading cases?
The SEC brings civil enforcement actions seeking disgorgement, fines, and industry bars. The Department of Justice brings criminal cases seeking imprisonment. Both can proceed simultaneously. An illegal stock trading lawyer Alexandria must handle both fronts.
Last verified: April 2026. Information current as of April 2026. Laws change — contact Law Offices Of SRIS, P.C. at (888) 437-7747 for updated guidance.